Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Simmons is a financial advisor with over 30 years of experience in the industry. Philip is currently registered with LPL Financial LLC. Prior to joining LPL, Philip worked at Oppenheimer & Co. Inc. and Fahnestock International Inc. Philip is registered as a Registered Representative and Investment Advisor Representative and holds Series 7, 9, 10, 63, and 65 licenses. Philip is committed to providing his clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (MELVILLE NY)
NY
04/12/1988 - 04/06/2018
OPPENHEIMER & CO. INC. (HAUPPAUGE NY)
NA
04/01/1988 - 04/12/1988
FAHNESTOCK INTERNATIONAL INC.
NA
01/29/1988 - 04/01/1988
FAHNESTOCK & CO., INC.
NA
06/15/1984 - 01/29/1988
KUHNS BROTHERS & LAIDLAW, INC.
NA
11/19/1983 - 03/28/1987
MORRISON, SCHULTE & CO., INC.
NA
07/21/1983 - 10/20/1983
PRUDENTIAL-BACHE SECURITIES INC.
NA
04/20/1983 - 07/11/1983
OPPENHEIMER & CO., INC.
IA
Issued 06/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/01/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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