Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Alan Dachenhausen is an investment advisor representative at Fidelity Personal AND Workplace Advisors. Philip has been in the securities industry since 1994. Philip is registered with the state of Texas as an investment advisor representative and the state of Utah as both an investment advisor representative and a broker. Prior to joining Fidelity Personal AND Workplace Advisors, Philip worked at FINANCIAL NETWORK INVESTMENT CORPORATION and HARRIS INVESTOR SERVICES LLC. Philip has passed the Uniform Securities Agent State Law Examination, Uniform Combined State Law Examination, General Securities Representative Examination, Securities Industry Essentials Examination, General Securities Principal Examination, Municipal Securities Principal Examination and Registered Options Principal Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (SAN DIEGO CA)
UT
09/29/2004 - 12/15/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (MIDVALE UT)
NJ
08/02/2000 - 10/08/2002
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
CA
07/16/1996 - 05/03/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
CA
01/18/1993 - 06/17/1996
THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)
CA
04/20/1992 - 12/18/1992
FRANKLIN DISTRIBUTORS, INC. (SAN MATEO CA)
NA
09/09/1991 - 09/24/1991
PHILIP GRANT MCMICHAEL & COMPANY
CA
07/29/1991 - 08/28/1991
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 10/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/25/1994
Series 4 - Registered Options Principal Examination
BC
Issued 09/24/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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