Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Adam Rogers is a financial advisor who has been in the industry since August 3, 2013. Philip is currently registered with LPL Financial LLC and has been with the firm since October 9, 2014. Prior to joining LPL Financial LLC, Philip worked for First Citizens Investor Services, Inc., J.P. Morgan Securities LLC, and Chase Investment Services Corp.. Philip holds the Series 6, Series 7, Series 63, and SIE licenses. Philip is licensed in Colorado, District of Columbia, Florida, Maryland, Ohio, Pennsylvania, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WV
10/09/2014 - Present
LPL Financial LLC (LEWISBURG WV)
NC
07/02/2013 - 01/15/2014
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
WV
10/01/2012 - 10/02/2012
J.P. MORGAN SECURITIES LLC (CLARKSBURG WV)
WV
02/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CLARKSBURG WV)
BC
Issued 02/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Philip Rogers is the right advisor for you? Invested Better is here to help.
