Unclaimed
Philip Konnikov is a securities professional with over 19 years of experience in the financial industry. Philip has held positions at UBS Securities LLC, McManus & Miles Incorporated and M&A Securities Group, Inc. Philip is currently a Registered Representative at Finalis Securities LLC. Philip is licensed to conduct securities business in New York. Philip has passed the Series 7, Series 63 and Series 79TO examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/31/2022 - Present
Finalis Securities LLC (New York NY)
NY
01/08/2014 - 04/12/2022
M&A SECURITIES GROUP, INC. (NEW YORK NY)
NY
05/04/2004 - 03/14/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
06/25/2003 - 04/28/2004
MCMANUS & MILES INCORPORATED (NEW YORK NY)
BC
Issued 06/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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