Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Nelson is a registered representative with Wells Fargo Clearing Services, LLC. Philip Nelson has been in the financial industry since August 18, 2011 and is currently registered in Florida and Texas. Philip Nelson is also a registered investment advisor representative in Florida and Texas. Previously, Philip Nelson was registered with Ameriprise Financial Services, LLC in Tampa, Florida, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Clearwater, Florida. Philip Nelson has passed the Series 66, SIE, and Series 7 exams. Philip Nelson specializes in helping individuals, corporations, and other businesses with their investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/08/2021 - Present
Wells Fargo Clearing Services, LLC (TAMPA FL)
FL
01/24/2014 - 11/08/2021
AMERIPRISE FINANCIAL SERVICES, LLC (TAMPA FL)
FL
08/19/2011 - 01/27/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLEARWATER FL)
BOTH
Issued 09/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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