Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phila? Claim Your ProfilePhila Lee is a financial advisor with over 10 years of experience in the financial services industry. Phila is currently registered with Goldman Sachs & Co. LLC, having joined the firm in July 2020. Previously, Phila was employed by CETERA ADVISOR NETWORKS LLC, Girard Securities, Inc., and National Planning Corporation. Phila has a strong background in providing financial planning and investment management services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
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2
CA
07/01/2020 - Present
Goldman Sachs & Co. LLC (NEWPORT BEACH CA)
CA
11/01/2017 - 07/01/2020
CETERA ADVISOR NETWORKS LLC (NEWPORT BEACH CA)
CA
02/20/2014 - 11/01/2017
GIRARD SECURITIES, INC. (NEWPORT BEACH CA)
CA
05/09/2012 - 12/04/2013
NATIONAL PLANNING CORPORATION (SANTA MONICA CA)
BOTH
Issued 04/07/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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