Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phil? Claim Your ProfilePhil Nguyen is a financial advisor with Ameriprise Financial Services, LLC, located in San Jose, California. Phil has been in the financial services industry since 1994 and has a wide range of experience in providing financial advice to individuals and businesses. Phil holds the Series 6, Series 7, and Series 63 licenses, and he is also a registered investment advisor. Phil's areas of expertise include retirement planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/25/2017 - Present
Ameriprise Financial Services, LLC (San Jose CA)
CA
01/13/2015 - 08/25/2017
PURSHE KAPLAN STERLING INVESTMENTS (San Jose CA)
CA
08/24/2007 - 01/20/2015
LPL FINANCIAL LLC (SAN JOSE CA)
CA
11/30/2006 - 09/17/2007
ESSEX NATIONAL SECURITIES, INC. (CUPERTINO CA)
CA
10/07/1998 - 12/01/2006
CUSO FINANCIAL SERVICES, L.P. (CUPERTINO CA)
MO
02/24/1998 - 10/05/1998
EVEREN SECURITIES, INC. (ST. LOUIS MO)
CA
04/09/1994 - 01/09/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
FL
03/02/1994 - 08/23/1994
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
IA
Issued 04/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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