Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phi? Claim Your ProfilePhi Quang Pham is a financial advisor at Tiaa-Cref Individual & Institutional Services, LLC. Phi has been in the financial services industry since 2001. Phi is registered to provide investment advice and securities brokerage services in several states, including Michigan, Ohio, Indiana, Florida, Arizona, and Pennsylvania. Phi holds the Series 6, 7, 63, and 65 licenses and the SIE exam. Phi works with a variety of clients, including individuals, businesses, and charitable organizations. Phi provides financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MI
12/10/2015 - Present
Tiaa-Cref Individual & Institutional Services, LLC (ANN ARBOR MI)
OH
02/05/2015 - 11/24/2015
PNC INVESTMENTS (OAKWOOD OH)
OH
08/11/2011 - 02/02/2015
NATIONWIDE SECURITIES, LLC (WEST CHESTER OH)
OH
02/23/2010 - 07/07/2011
PROEQUITIES, INC. (WAYNESVILLE OH)
OH
09/01/2005 - 06/12/2009
AXA ADVISORS, LLC (CENTERVILLE OH)
IN
10/16/2001 - 08/09/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
10/16/2001 - 08/09/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
03/22/2001 - 10/05/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 02/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/21/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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