Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phebe? Claim Your ProfilePhebe Etchu is a financial advisor who has been in the industry for 10 years. She is currently registered with UBS Financial Services Inc. in Dallas, Texas. Phebe has experience working with Charles Schwab & Co., Inc., TD Ameritrade Clearing, Inc. and Wells Fargo Advisors Financial Network, LLC. She has also passed several industry exams including the Series 66, Series 63, Series 7, Series 10, Series 9 and the Series 34 exams. Phebe has a broad range of experience in the financial services industry and specializes in financial planning, portfolio management, investment management and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
01/25/2023 - Present
UBS Financial Services Inc. (DALLAS TX)
TX
05/06/2022 - 01/25/2023
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
09/12/2016 - 08/20/2020
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
01/14/2015 - 06/13/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (DALLAS TX)
TX
06/30/2014 - 01/06/2015
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
TX
07/03/2013 - 06/30/2014
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 11/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2013
Series 34 - Retail Off-Exchange FOREX Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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