Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phat? Claim Your ProfilePhat Quang Trinh is a financial professional with over 6 years of experience in the industry. Phat currently works as a Registered Representative for Tiaa-Cref Individual & Institutional Services, LLC in Denver, Colorado. Phat has worked with this firm in the past, as well, in Charlotte, North Carolina. Phat is a Series 6 and Series 63 licensed professional, and holds the SIE exam license. Phat specializes in financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
12/04/2017 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
NC
05/14/2011 - 03/13/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
BC
Issued 05/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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