Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pha? Claim Your ProfilePha Ngo is a registered investment advisor representative with State Farm Investment Management Corp. Pha Ngo has been in the industry since April 12, 2011 and has passed the Series 6, Series 63 and SIE exams. Pha Ngo is a Chartered Financial Consultant. Pha Ngo is registered in Arizona, California, Nevada and Oregon as an investment advisor representative and as a broker. Pha Ngo is also a licensed insurance agent with Pha Ngo's Insurance Agency and works with customers to help them meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
03/21/2024 - Present
State Farm Investment Management Corp. (Fountain Valley CA)
BC
Issued 04/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Pha Ngo is the right advisor for you? Invested Better is here to help.
