Unclaimed
Peyton Smith is a financial professional registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Peyton Smith is currently employed by Union Square Advisors LLC, a registered investment advisor. Peyton Smith is a registered representative and holds the Series 79TO and SIE licenses. Peyton Smith is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/17/2024 - Present
Union Square Advisors LLC (SAN FRANCISCO CA)
BC
Issued 06/15/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/14/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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