Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peyton? Claim Your ProfilePeyton Hawkes is an investment advisor representative with The Retirement Planning Group, LLC. Peyton has been in the financial services industry since 1987 and has extensive experience in providing financial advice to individuals and families. Peyton's areas of expertise include financial planning, portfolio management, and retirement planning. Peyton has a Series 7, Series 63, and Series 65 licenses and is registered with the state of New York. Peyton previously worked at CADARET, GRANT & CO., INC., LINSCO/PRIVATE LEDGER CORP., EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
12/19/2024 - Present
THE Retirement Planning Group, LLC (LEAWOOD KS)
NY
07/30/1996 - 12/31/1998
CADARET, GRANT & CO., INC. (SYRACUSE NY)
SC
05/07/1993 - 08/07/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
05/14/1991 - 05/03/1993
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
02/14/1991 - 01/06/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
02/14/1991 - 01/06/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
10/02/1989 - 02/25/1991
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
11/04/1988 - 10/02/1989
CADARET, GRANT & CO., INC.
NA
04/29/1987 - 11/28/1988
FSC SECURITIES CORPORATION
IA
Issued 05/24/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
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