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Peyton Offnick

Regions Securities LLC

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About Peyton Offnick

Peyton Offnick is a financial professional licensed to sell securities in North Carolina. Peyton is currently registered with Regions Securities LLC and has been in the financial industry since January 2023. Peyton has passed the Series 79TO, Series 63, and SIE exams.

Firm Information

Peyton Offnick is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peyton Offnick’s Registration & Firm History

NC

01/30/2023 - Present

Regions Securities LLC (Charlotte NC)

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Licenses & Designations

BC

Issued 03/06/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/21/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peyton Offnick.
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