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Peyton Mandel

Ares Management Capital Markets LLC

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About Peyton Mandel

Peyton Mandel is a registered representative with Ares Management Capital Markets LLC, holding a Series 7, Series 79 and Series 63 license. Peyton has been in the industry since January 25, 2022. Previously, Peyton Mandel worked for WELLS FARGO SECURITIES, LLC. Peyton Mandel is licensed in New York.

Firm Information

Peyton Mandel is currently registered with Ares Management Capital Markets LLC. Ares Management Capital Markets LLC is a Limited Liability Company formed in January 2012. They are registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peyton Mandel’s Registration & Firm History

NY

11/30/2023 - Present

Ares Management Capital Markets LLC (NEW YORK NY)

NC

01/17/2022 - 11/20/2023

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 11/25/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/17/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/25/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peyton Mandel.
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