Unclaimed
Peteris Abuls is a financial advisor with Raymond James & Associates, Inc. Peteris has been working in the financial services industry since 1985. Peteris has a strong track record of success in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Peteris is committed to helping clients achieve their financial goals and objectives. Peteris is also a registered investment advisor in Illinois and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/31/2011 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
05/12/2000 - 07/28/2011
HOWE BARNES HOEFER & ARNETT, INC. (CHICAGO IL)
MO
06/13/1996 - 05/19/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
TX
09/01/1994 - 06/14/1996
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
01/29/1988 - 09/01/1994
HAMILTON INVESTMENTS, INC.
NA
04/24/1985 - 02/23/1988
FIRST OF MICHIGAN CORPORATION
IA
Issued 05/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1987
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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