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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Zubizarreta is a financial advisor with UBS Financial Services Inc. Peter has been in the financial industry since 1985 and has extensive experience working with clients in a variety of financial matters. Peter holds the Series 3, 7, 8, 9, 10, 24, 31, 63, and 65 licenses. Peter is also registered in many states to provide financial advice. Peter provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Peter has been with UBS Financial Services Inc. since 2008. Previously, Peter was employed by CITIGROUP GLOBAL MARKETS INC., CHASE INVESTMENT SERVICES CORP., PRUDENTIAL SECURITIES INCORPORATED, SHEARSON LEHMAN HUTTON INC., and E. F. HUTTON & COMPANY INC. Peter is a member of the board of directors of several organizations including the Cuban Museum, St. Thomas Episcopal Church, and the Coral Gables Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/04/2009 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
02/17/2000 - 12/15/2008
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
IL
09/06/1991 - 03/02/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
03/13/1989 - 09/13/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
04/11/1988 - 03/30/1989
SHEARSON LEHMAN HUTTON INC.
NA
09/24/1985 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 06/17/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/25/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/08/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/31/1985
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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