Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Z Smith is an active investment advisor representative with Bankoh Investment Services, Inc.. Peter Smith has been in the industry since September 13, 2006. Peter Smith is registered with the following states: Arizona, California, Hawaii, Nevada, Oregon and Washington. Peter Smith is also registered with the state of Hawaii as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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HI
09/16/2022 - Present
Bankoh Investment Services, Inc. (HONOLULU HI)
CA
06/18/2020 - 06/27/2022
MORGAN STANLEY (Beverly Hills CA)
OH
08/24/2016 - 06/18/2020
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
10/01/2012 - 08/09/2016
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
04/19/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
OH
06/01/2009 - 04/30/2012
MORGAN STANLEY SMITH BARNEY (COLUMBUS OH)
OH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (COLUMBUS OH)
OH
10/05/2006 - 04/02/2007
MORGAN STANLEY DW INC. (NEW ALBANY OH)
MN
07/26/2005 - 08/30/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
07/26/2005 - 08/30/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/2015
Series 4 - Registered Options Principal Examination
BC
Issued 01/30/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 07/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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