Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Yue gin Hong has been in the financial industry since 1983. Peter is currently registered with American Portfolios Financial Services, Inc. and holds a Series 4, 7, 15, 24, 63, and SIE. Peter has previously held positions with firms like Prime Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, REFCO SECURITIES, INC., JOHN HANCOCK CLEARING CORPORATION, DEUTSCHE MORGAN GRENFELL/C. J. LAWRENCE INC., PRUDENTIAL SECURITIES INCORPORATED, FINANCIAL CLEARING & SERVICES CORPORATION, and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/09/2003 - Present
American Portfolios Financial Services, Inc. (Long Island City NY)
NY
09/24/2001 - 08/06/2003
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
03/02/1998 - 07/17/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/29/1997 - 11/07/1997
REFCO SECURITIES, INC. (NEW YORK NY)
NY
07/01/1996 - 12/17/1996
JOHN HANCOCK CLEARING CORPORATION (NEW YORK NY)
NY
07/11/1994 - 07/08/1996
DEUTSCHE MORGAN GRENFELL/C. J. LAWRENCE INC. (NEW YORK NY)
NY
12/06/1988 - 12/22/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/02/1983 - 11/19/1988
FINANCIAL CLEARING & SERVICES CORPORATION
NA
02/24/1983 - 08/01/1983
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
BC
Issued 10/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2003
Series 24 - General Securities Principal Examination
BC
Issued 06/01/1983
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1994
Series 3 - National Commodity Futures Examination
BC
Issued 07/12/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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