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Peter Yoon Chi

Mufg Securities Americas Inc.

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About Peter Yoon Chi

Peter Yoon Chi is a registered representative and investment banking representative with Mufg Securities Americas Inc. Peter has been in the industry since September 23, 2019 and is registered in California and New York. Peter holds the Series 63, Series 79TO and SIE licenses.

Firm Information

Peter Chi is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Chi’s Registration & Firm History

CA

09/23/2019 - Present

Mufg Securities Americas Inc. (Los Angeles CA)

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Licenses & Designations

BC

Issued 01/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/23/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Yoon Chi.
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