Unclaimed
Peter Yoon is a financial advisor with over 18 years of experience in the industry. He is currently registered with Pickwick Capital Partners, LLC in White Plains, New York. Peter has a strong track record of providing investment advice and guidance to clients. Peter holds the Series 7, Series 63, Series 79 and SIE licenses. His previous experience includes roles at Berkery Noyes Securities, LLC, Harris Nesbitt Corp., and UBS Warburg LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/05/2021 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
06/25/2014 - 02/15/2019
BERKERY NOYES SECURITIES, LLC (NEW YORK NY)
NY
06/16/2004 - 05/05/2005
HARRIS NESBITT CORP. (NEW YORK NY)
NY
10/03/2001 - 02/05/2003
UBS WARBURG LLC (NEW YORK NY)
BC
Issued 06/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Peter Yoon is the right advisor for you? Invested Better is here to help.