Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Choy is a financial advisor with UBS Financial Services Inc. and has been in the industry since 2001. Peter has extensive experience in the financial services industry, working with a variety of clients including high-net-worth individuals, corporations, and institutions. Peter holds Series 7, 9, 10, 31, and 66 securities licenses and is registered to offer advisory services in several states. Peter is also a general partner of a few real estate investment firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
07/16/2015 - Present
UBS Financial Services Inc. (PHOENIX AZ)
AZ
06/01/2009 - 07/31/2015
MORGAN STANLEY (TEMPE AZ)
AZ
02/29/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
AZ
11/01/2002 - 03/04/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
NY
03/19/2001 - 11/06/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 03/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Peter Choy is the right advisor for you? Invested Better is here to help.
