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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Yan Hong is a financial advisor with over 25 years of experience in the financial services industry. Peter is currently registered with Cetera Investment Advisers LLC in San Francisco, California. Peter has previously worked with a number of other firms including Citigroup Global Markets Inc., Wells Fargo Advisors, LLC, and WM Financial Services, Inc. Peter holds the Series 7, Series 10, Series 9, Series 31, and Series 65 licenses as well as the SIE exam. Peter is also a Certified Financial Planner. Peter's primary focus is on providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/13/2018 - Present
Cetera Investment Advisers LLC (SAN FRANCISCO CA)
CA
10/31/2012 - 10/02/2018
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
FL
08/22/2007 - 08/09/2012
WELLS FARGO ADVISORS, LLC (WEST PALM BEACH FL)
CA
05/29/2007 - 08/27/2007
CITIGROUP GLOBAL MARKETS INC. (MONROVIA CA)
CA
02/01/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (MONROVIA CA)
CA
06/13/2000 - 02/02/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
08/26/1997 - 06/02/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MN
09/06/1994 - 08/29/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/06/1994 - 08/29/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/24/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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