Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Li is a financial advisor with over 7 years of experience in the industry. Peter has a Series 7, 63, 79, and SIE license and is currently registered with Ba Securities, LLC in Pennsylvania and New York. Peter previously worked with Moelis & Company LLC and Burnham Securities Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/21/2020 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NY
08/15/2012 - 01/07/2019
MOELIS & COMPANY LLC (NEW YORK NY)
NY
01/01/2008 - 07/10/2009
BURNHAM SECURITIES INC. (NEW YORK NY)
BC
Issued 04/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/14/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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