Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter William Rothe is a financial advisor with William O'Neil Securities. Peter has been in the financial industry since 2002 and holds the Series 7, Series 24, Series 63, Series 87 and SIE licenses. Peter is registered with the state of Massachusetts and New York. Previously, Peter William Rothe was a registered representative with ARETE RESEARCH LLC and JEFFERIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/24/2023 - Present
William O'Neil Securities (BOSTON MA)
MA
08/13/2014 - 12/01/2022
ARETE RESEARCH LLC (BOSTON MA)
MA
07/02/2002 - 06/24/2014
JEFFERIES LLC (BOSTON MA)
BC
Issued 05/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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