Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter William Hall is an active advisor registered with the Securities and Exchange Commission (SEC) and FINRA. Peter has been working in the securities industry since August 2003 and has a total of 25 approved SRO registrations, 1 approved FINRA registration, and 53 approved state registrations. Peter currently works at J.p. Morgan Securities LLC, a firm with more than $50 billion in assets under management, managing more than 1 million client accounts. Peter's previous employers include Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Cantor Fitzgerald & Co., Barclays Capital Inc., and Lehman Brothers Inc. Peter is a Series 7, Series 24, Series 52TO, Series 55, Series 57TO, and Series 63 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
03/27/2024 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
12/20/2018 - 04/28/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/18/2018 - 01/04/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
08/16/2010 - 04/12/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/13/2009 - 08/03/2010
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
09/22/2008 - 02/12/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/19/2002 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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