Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter William Brock is an investment advisor representative, registered with the state of Iowa. Peter has been in the financial services industry since January 7, 2008, working for various firms, including Principal Securities, Inc., Lincoln Financial Securities Corporation, Signator Investors, Inc., and Brokers International Financial Services, LLC. Peter is currently registered with Brokers International Financial Services, LLC. The firm’s main office is located in Urbandale, Iowa. Peter holds a Series 63 and Series 65 license, as well as a Series 6 license and a Securities Industry Essentials (SIE) certification. Peter’s specializations include fixed insurance, life, health, long-term care, disability, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
IA
04/20/2018 - Present
Brokers International Financial Services, LLC (West Des Moines IA)
IA
02/11/2011 - 05/02/2018
PRINCIPAL SECURITIES, INC. (WEST DES MOINES IA)
IA
02/01/2010 - 02/04/2011
LINCOLN FINANCIAL SECURITIES CORPORATION (CLIVE IA)
IA
01/01/2008 - 02/02/2010
SIGNATOR INVESTORS, INC. (CLIVE IA)
IA
Issued 04/10/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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