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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Whitney Murphy is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Peter has been in the industry since December 1980 and has a broad range of experience. Peter is registered in multiple states and has a variety of licenses and certifications, including Series 7, 9, 10, 22, 24, 63, and 65. Peter's previous experience includes positions with WELLS FARGO ADVISORS, LLC, INFINEX INVESTMENTS, INC., BANCA IMI SECURITIES CORP., MABON, NUGENT & CO., LEHMAN BROTHERS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, USLIFE EQUITY SALES CORP., BNL SECURITIES INC., IDS LIFE INSURANCE COMPANY, IDS MARKETING CORPORATION, and INVESTORS DIVERSIFIED SERVICES, INC. Peter specializes in providing financial advice to individuals, businesses, and institutions. Peter is also able to assist with performance measurement reports, allocation modeling, investment policy statements (IPS), research reports and services, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/04/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FARMINGTON CT)
CT
07/11/2001 - 11/30/2011
WELLS FARGO ADVISORS, LLC (MERIDEN CT)
CT
06/13/1994 - 07/11/2001
INFINEX INVESTMENTS, INC. (MERIDEN CT)
NY
04/30/1991 - 06/17/1994
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
10/01/1990 - 04/30/1991
MABON, NUGENT & CO.
NY
10/17/1988 - 10/18/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/18/1984 - 10/20/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
12/28/1983 - 10/26/1984
USLIFE EQUITY SALES CORP.
NA
09/12/1983 - 12/12/1983
BNL SECURITIES INC.
NA
10/16/1980 - 09/06/1983
IDS LIFE INSURANCE COMPANY
NA
10/16/1980 - 09/06/1983
IDS MARKETING CORPORATION
NA
10/16/1980 - 09/06/1983
INVESTORS DIVERSIFIED SERVICES, INC.
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/01/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 10/26/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/13/1980
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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