Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter W. Rosenthal is a financial advisor with UBS Financial Services Inc., located in Jericho, NY. Peter has been in the financial services industry since 1982. Peter holds the Series 7 and Series 63 licenses and the SIE exam. In addition to working with UBS, Peter is also a Member of the Board of Directors of the Gurwin Jewish Healthcare Foundation. Peter has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Peter is a registered investment advisor in New York and Texas and provides financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
03/27/2012 - Present
UBS Financial Services Inc. (JERICHO NY)
NY
06/01/2009 - 07/25/2011
MORGAN STANLEY SMITH BARNEY (JERICHO NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JERICHO NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/14/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
02/25/1982 - 09/23/1987
PAINEWEBBER INCORPORATED
BC
Issued 01/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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