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Peter W Gallagher

Cabot Lodge Securities LLC

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About Peter W Gallagher

Peter Gallagher is a registered representative with Cabot Lodge Securities LLC. Peter has been in the industry since May 23, 2016. Peter holds the Series 7, Series 63 and SIE securities licenses. Peter has been registered with Cabot Lodge Securities LLC since January 11, 2021. Peter previously worked at AEGIS CAPITAL CORP. Peter is licensed in 15 states.

Firm Information

Peter Gallagher is currently registered with Cabot Lodge Securities LLC. Cabot Lodge Securities LLC is a Limited Liability Company formed in October 2011 and is registered in all 50 states and the District of Columbia. The firm has been subject to two Regulatory Events and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Gallagher’s Registration & Firm History

NY

01/11/2021 - Present

Cabot Lodge Securities LLC (WHITE PLAINS NY)

NY

05/24/2016 - 01/11/2021

AEGIS CAPITAL CORP. (BRONXVILLE NY)

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Licenses & Designations

BC

Issued 07/09/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter W Gallagher.
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