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Peter W Allen

Seaport Global Securities LLC

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About Peter W Allen

Peter W Allen is a financial professional with over 12 years of experience in the industry. Currently, Peter is registered with Seaport Global Securities LLC, a firm that provides investment banking, institutional brokerage, and advisory services. Before joining Seaport Global Securities LLC, Peter has held positions at several other firms, including Stonex Financial Inc., BBVA Securities Inc., Canaccord Genuity Inc., Pierpont Securities LLC, Cortview Capital Securities LLC, First New York Securities L.L.C., and Pali Capital, Inc. Peter holds Series 7 and Series 63 licenses.

Firm Information

Peter Allen is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Allen’s Registration & Firm History

NY

04/08/2024 - Present

Seaport Global Securities LLC (NEW YORK NY)

NY

08/24/2020 - 03/07/2024

STONEX FINANCIAL INC. (NEW YORK NY)

NY

11/17/2015 - 02/26/2019

BBVA SECURITIES INC. (NEW YORK NY)

NY

09/09/2013 - 11/30/2015

CANACCORD GENUITY INC. (NEW YORK NY)

NY

10/19/2012 - 09/03/2013

PIERPONT SECURITIES LLC (NEW YORK NY)

NY

05/24/2012 - 03/07/2013

CORTVIEW CAPITAL SECURITIES LLC (NEW YORK NY)

NY

03/11/2010 - 01/23/2012

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

NY

01/01/2010 - 02/25/2010

PALI CAPITAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/14/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter W Allen.
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