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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Vrooman is an Investment Advisor Representative and registered with Wells Fargo Advisors Financial Network, LLC. Peter has been in the financial services industry since March 1994. Peter has extensive experience serving high-net-worth individuals, corporations and other businesses, and pension and profit sharing plans. Peter's expertise includes portfolio management, financial planning, and investment consulting services. Peter's current employer is Wells Fargo Advisors Financial Network, LLC. Peter also works with Sarver Vrooman Wealth Advisors, LLC and PAV LLC, which are both investment related businesses where Peter has significant ownership. Peter has been registered with a number of firms during his career, including: Wells Fargo Clearing Services, LLC, RBC Capital Markets, LLC, UBS Financial Services Inc., Olde Discount Corporation and Hibbard Brown & Co., Inc. Peter is licensed and registered in multiple states. Peter has Series 7, 9, 10, 24, 31, and 63 licenses, as well as a Series 65 license. Peter is committed to providing clients with high-quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/25/2024 - Present
Wells Fargo Advisors Financial Network, LLC (KANSAS CITY MO)
KS
05/24/2013 - 08/23/2019
WELLS FARGO CLEARING SERVICES, LLC (MISSION WOODS KS)
KS
04/16/2009 - 06/04/2013
RBC CAPITAL MARKETS, LLC (LEAWOOD KS)
MO
12/16/1998 - 04/23/2009
UBS FINANCIAL SERVICES INC. (KANSAS CITY MO)
MI
03/10/1994 - 11/18/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
01/01/1994 - 01/25/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 04/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/03/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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