linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Peter Vlagos

Guggenheim Investments

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Peter? Claim Your Profile

About Peter Vlagos

Peter Vlagos is an investment advisor representative with Guggenheim Investments. Peter has been in the industry since January 28, 1997. He has been registered with Guggenheim Investments since March 4, 2014. Peter is also registered with the state of Illinois as an Investment Advisor Representative. Peter has passed several industry exams, including the Series 7, Series 52, Series 63, Series 65, Series 9, and Series 10.

Firm Information

Peter Vlagos is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Peter Vlagos’s Registration & Firm History

NY

03/04/2014 - Present

Guggenheim Investments (NEW YORK NY)

TX

08/02/2002 - 08/12/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

MI

06/18/1996 - 07/31/2002

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

Not sure if Peter Vlagos is right for you?

Licenses & Designations

IA

Issued 01/25/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/01/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/11/1999

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/11/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/1996

Series 7 - General Securities Representative Examination

BC

Issued 06/17/1996

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Vlagos.
Not sure if Peter Vlagos is right for you?