Unclaimed
Peter Vincent Shields is a financial advisor with Fidelity Brokerage Services LLC. Peter is registered with the state of Rhode Island and has a Series 7TO, Series 63 and SIE. Peter has been in the industry since 2022, previously working for Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
11/23/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
PA
06/27/2022 - 09/09/2022
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 12/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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