Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Vincent Flood is an experienced financial professional with over 30 years in the industry. Peter has a strong background in securities and investment advisory services, and is currently registered with Charles Schwab & CO., Inc. Peter has a wide range of experience with various firms and has held positions including Securities Representative, General Securities Principal, and Equity Trader.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IN
06/12/2023 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
FL
07/12/2018 - 12/06/2022
MUTUAL OF AMERICA SECURITIES LLC (Boca Raton FL)
FL
07/12/2018 - 11/24/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Boca Raton FL)
FL
07/23/2012 - 05/15/2017
MURIEL SIEBERT & CO., INC. (BOCA RATON FL)
FL
05/10/2010 - 12/20/2011
MURIEL SIEBERT & CO., INC. (NAPLES FL)
FL
12/15/2009 - 04/20/2010
NOBLE INTERNATIONAL INVESTMENTS, INC. (BOCA RATON FL)
NY
02/05/2008 - 05/15/2008
WEDBUSH MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/05/1997 - 12/14/2007
A. G. EDWARDS & SONS, INC. (NEW YORK NY)
TN
06/24/1996 - 11/05/1997
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IL
05/15/1995 - 10/17/1996
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
03/07/1990 - 09/19/1994
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
06/17/1989 - 02/14/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
04/06/1989 - 06/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
03/22/1988 - 07/22/1988
MCLAUGHLIN, PIVEN, VOGEL INC.
BC
Issued 04/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Peter Flood is the right advisor for you? Invested Better is here to help.
