Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Vandyk is a financial advisor registered with Wells Fargo Clearing Services, LLC. Peter has been working in the financial services industry since 2002. Prior to joining Wells Fargo Clearing Services, LLC, Peter has worked with Waddell & Reed, Century Securities Associates, Inc., Stifel, Nicolaus & Company, Incorporated, Chase Investment Services Corp., WM Financial Services, Inc., and Scudder Distributors, Inc. Peter's registration is currently active in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
06/20/2022 - Present
Wells Fargo Clearing Services, LLC (Charlotte NC)
KS
08/16/2019 - 08/23/2021
WADDELL & REED (OVERLAND PARK KS)
MO
01/04/2012 - 08/20/2019
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
MO
08/17/2009 - 08/15/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
IL
04/25/2006 - 07/24/2009
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
CA
08/04/2005 - 09/26/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IL
05/29/2001 - 07/13/2005
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 06/17/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/25/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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