Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Van Kline is a financial advisor with over 40 years of experience in the industry. Peter is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has held previous registrations with WEDBUSH SECURITIES, INC. Peter holds several licenses and designations including Series 3, 7, 8, 63 and 65. Peter is currently registered in 33 states and the District of Columbia. Peter's primary focus is in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
01/01/1992 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
NA
09/26/1980 - 06/28/1988
WEDBUSH SECURITIES, INC.
IA
Issued 3/9/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/6/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/6/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/18/1987
Series 3 - National Commodity Futures Examination
BC
Issued 9/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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