Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Van is a financial professional with over 17 years of experience in the industry. Peter is currently registered with Clear Street LLC, a broker-dealer, and holds Series 4, 7, 24, 52TO, 53, 6, 63, 79TO, 99TO, and SIE licenses. Peter has also been previously registered with Precision Securities, LLC, Clear Street LLC, LPL Financial LLC, NYLIFE Securities Inc., and First Investors Corporation. Peter is currently registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/18/2022 - Present
Clear Street LLC (Del Mar CA)
CA
05/31/2017 - 10/02/2023
PRECISION SECURITIES, LLC (DEL MAR CA)
NY
02/05/2021 - 08/31/2021
CLEAR STREET LLC (NEW YORK NY)
CA
09/26/2005 - 05/09/2016
LPL FINANCIAL LLC (SAN DIEGO CA)
NY
10/07/2004 - 02/04/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
12/02/2003 - 02/20/2004
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 10/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2011
Series 4 - Registered Options Principal Examination
BC
Issued 10/27/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/25/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/01/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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