Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Vail Smith is a financial advisor at Ameriprise Financial Services, LLC. Peter has over 40 years of experience in the financial services industry. Peter holds a Series 63, Series 65, Series 7, Series 8, and Series 15 licenses. Peter has been registered with Ameriprise Financial Services, LLC since March 2020, and has also worked for Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Peter is registered with the state of Texas as an Investment Advisor Representative, and the state of New York as an Investment Advisor Representative and a Broker-Dealer Representative. Peter's previous experience also includes working at First Albany Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/18/2018 - Present
Ameriprise Financial Services, LLC (Norwich NY)
FL
08/05/2000 - 04/20/2018
WELLS FARGO CLEARING SERVICES, LLC (MIROMER LAKES FL)
NY
10/06/1981 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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