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Peter V Kontopirakis

Mizuho Securities USA LLC

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About Peter V Kontopirakis

Peter Kontopirakis is a financial professional with over 30 years of experience in the securities industry. Peter has held various roles at several firms including Nomura Securities International, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, CS First Boston Corporation, and currently at Mizuho Securities USA LLC. Peter holds the Series 4, 7, 24, 27, and 63 licenses and is a Registered Representative and a Principal.

Firm Information

Peter Kontopirakis is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Kontopirakis’s Registration & Firm History

NY

07/21/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

02/28/2003 - 10/25/2018

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

03/12/1996 - 02/28/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/06/1992 - 08/21/1995

CS FIRST BOSTON CORPORATION (NEW YORK NY)

NA

09/12/1984 - 04/09/1987

OVEST FINANCIAL SERVICES, INC.

NA

08/23/1983 - 08/16/1984

BROKERSTRUST CLEARING CORP.

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Licenses & Designations

BC

Issued 07/25/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2013

Series 24 - General Securities Principal Examination

BC

Issued 06/15/2007

Series 27 - Financial and Operations Principal Examination

BC

Issued 11/13/1984

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter V Kontopirakis.
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