Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Trozinski Scott is a financial advisor registered with MMA Securities LLC in Conshohocken, PA. Peter has been in the financial industry since 2000 and has held numerous positions at firms such as PURSHE KAPLAN STERLING INVESTMENTS, LPL Financial LLC, NRP FINANCIAL, INC., AXA ADVISORS, LLC, RETIREMENT CAPITAL GROUP SECURITIES, INC., SECURITIES AMERICA, INC., CLARK/BARDES FINANCIAL SERVICES, INC., CLARK-BARDES SECURITIES, INC., and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC. Peter is registered in Pennsylvania and Delaware.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
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2
PA
01/02/2020 - Present
MMA Securities LLC (Conshohocken PA)
PA
11/20/2014 - 01/27/2020
PURSHE KAPLAN STERLING INVESTMENTS (Plymouth Meeting PA)
PA
11/30/2010 - 11/17/2014
LPL FINANCIAL LLC (PLYMOUTH MEETING PA)
PA
08/18/2008 - 11/30/2010
NRP FINANCIAL, INC. (PLYMOUTH MEETING PA)
NY
10/28/2004 - 08/21/2008
AXA ADVISORS, LLC (NEW YORK NY)
CA
02/25/2004 - 08/31/2004
RETIREMENT CAPITAL GROUP SECURITIES, INC. (SAN DIEGO CA)
NE
05/08/2003 - 03/09/2004
SECURITIES AMERICA, INC. (LAVISTA NE)
NC
07/02/2001 - 02/21/2003
CLARK/BARDES FINANCIAL SERVICES, INC. (GREENSBORO NC)
TX
04/10/2001 - 07/02/2001
CLARK-BARDES SECURITIES, INC. (DALLAS TX)
NJ
10/15/1999 - 11/06/2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
IA
Issued 07/16/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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