Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Topping is a financial advisor with Private Client Services, LLC. Peter has been in the industry since 2002 and has a broad range of experience in financial planning, portfolio management, and insurance sales. Peter holds the Series 6, 7, 22, and 63 securities licenses as well as the Series 65 investment advisor license. Peter also has the designations Certified Financial Planner and Chartered Financial Consultant. Peter has been a registered representative of Private Client Services since 2021 and prior to that worked for Woodbury Financial Services, Inc. and 1717 Capital Management Company. Peter works with both individuals and businesses providing financial advice, investment management, and insurance products. Peter has a broad range of experience working with various types of clients including high net worth individuals, corporations and businesses, pension and profit-sharing plans, and individuals other than high net worth. Peter has a significant amount of assets under management for clients totaling nearly $846 million.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/01/2021 - Present
Private Client Services, LLC (NEW YORK NY)
NY
10/06/2003 - 12/31/2009
WOODBURY FINANCIAL SERVICES, INC. (NEW YORK NY)
DE
06/21/2002 - 11/03/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
IA
Issued 08/28/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/25/2008
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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