Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Tomlinson Roe is a financial advisor at Cetera Investment Advisers LLC. Peter has been in the industry since 1992 and is registered with the state of North Carolina and Texas. Peter has a wide range of experience in the financial services industry and specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals. Peter is committed to helping clients reach their financial goals and has the knowledge and experience to do so.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
03/21/2024 - Present
Cetera Investment Advisers LLC (ASHEVILLE NC)
NC
07/15/2011 - 03/17/2015
CAPITAL GUARDIAN, LLC (CHARLOTTE NC)
TX
07/02/2009 - 07/15/2011
VERITRUST FINANCIAL, LLC (AUSTIN TX)
FL
09/30/2005 - 07/06/2009
MULTI-FINANCIAL SECURITIES CORPORATION (ALTAMONTE SPRINGS FL)
FL
02/07/1995 - 10/04/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
OH
12/02/1992 - 02/03/1995
KEY BROKERAGE COMPANY, INC. (CLEVELAND OH)
BOTH
Issued 02/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/07/1995
Series 4 - Registered Options Principal Examination
BC
Issued 04/22/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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