Invested Better
Unclaimed

Unclaimed

Unclaimed

Peter Tin

Cetera Investment Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Peter? Claim Your Profile

About Peter Tin

Peter Tin is a financial advisor with Cetera Investment Services LLC. Peter has been in the financial services industry since 2014 and has a Series 6, Series 63, and SIE license. Peter is registered to provide securities advice and services in California. Peter has previously worked at HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC.

Firm Information

Peter Tin is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Peter Tin’s Registration & Firm History

CA

09/05/2019 - Present

Cetera Investment Services LLC (ARCADIA CA)

CA

05/21/2015 - 12/27/2018

HSBC SECURITIES (USA) INC. (SAN GABRIEL CA)

CA

08/03/2013 - 04/29/2015

J.P. MORGAN SECURITIES LLC (ARCADIA CA)

Not sure if Peter Tin is right for you?

Licenses & Designations

BC

Issued 09/16/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Tin.
Not sure if Peter Tin is right for you?