Unclaimed
Peter Martin is a financial advisor with PNC Capital Markets LLC based in Los Angeles, California. Peter has been in the industry since May 2012. Peter holds the Series 7, Series 63, Series 79, and SIE licenses. Peter has experience in the industry, having worked previously with J.P. MORGAN SECURITIES LLC and GOLDMAN, SACHS & CO..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/18/2022 - Present
PNC Capital Markets LLC (Los Angeles CA)
CA
10/03/2012 - 11/25/2019
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
NY
04/01/1997 - 07/20/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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