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Peter Timothy Martin

PNC Capital Markets LLC

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About Peter Timothy Martin

Peter Martin is a financial advisor with PNC Capital Markets LLC based in Los Angeles, California. Peter has been in the industry since May 2012. Peter holds the Series 7, Series 63, Series 79, and SIE licenses. Peter has experience in the industry, having worked previously with J.P. MORGAN SECURITIES LLC and GOLDMAN, SACHS & CO..

Firm Information

Peter Martin is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Martin’s Registration & Firm History

CA

10/18/2022 - Present

PNC Capital Markets LLC (Los Angeles CA)

CA

10/03/2012 - 11/25/2019

J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)

NY

04/01/1997 - 07/20/2000

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/20/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/09/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Timothy Martin.
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