Unclaimed
Peter Ackley is a financial professional registered in New York and Florida, with a focus on securities. Peter is currently affiliated with Tradition Securities And Derivatives LLC. Peter holds the Series 7TO and Series 63 licenses, along with the Securities Industry Essentials (SIE) exam. Peter joined Tradition Securities And Derivatives LLC in July 2023 and has been in the financial industry since July 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/03/2023 - Present
Tradition Securities AND Derivatives LLC (New York NY)
BC
Issued 05/18/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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