Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Torchia is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., based in PLEASANTON, CA. He is registered with the state of California as both a broker-dealer and an investment advisor. Peter has been in the financial services industry since 1975 and has held registrations with several firms over the years, including Drexel Burnham Lambert Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He is licensed to provide investment advisory services to individuals, businesses, and institutions. Peter holds the Series 3, 5, 7, 15, 63, and 65 licenses. His areas of specialization include securities, commodities, investment advisory, and foreign currency options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/29/1996 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PLEASANTON CA)
NA
06/07/1982 - 01/23/1985
DREXEL BURNHAM LAMBERT INCORPORATED
NA
09/26/1978 - 06/24/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/24/1975 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 05/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1993
PC - AMEX Put and Call Exam
BC
Issued 06/06/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 07/27/1983
Series 3 - National Commodity Futures Examination
BC
Issued 04/11/1983
Series 5 - Interest Rate Options Examination
BC
Issued 04/19/1975
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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