Unclaimed
Peter Thomas Sigismondi is a financial advisor with Samuel A. Ramirez & Company, Inc. Peter has been in the industry since 1989. He has a wide range of experience and holds several industry certifications, including Series 7, 9, 10, 14, 24, 53, 55, 57, and 99, as well as the Securities Industry Essentials Exam (SIE). Peter is registered in New York. Prior to joining Samuel A. Ramirez & Company, Inc., Peter worked at Goldman Sachs Execution & Clearing, L.P., Muriel Siebert & Co., Inc., and Richard Blackman & Co., Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/17/2011 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
05/30/2000 - 11/10/2011
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
06/21/1993 - 06/07/1996
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
NA
10/30/1986 - 06/23/1993
RICHARD BLACKMAN & CO., INC.
NJ
11/20/1985 - 10/31/1986
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
BC
Issued 10/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/23/2005
Series 14 - Compliance Officer Examination
BC
Issued 06/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/10/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/22/1994
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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