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Peter Thomas Sigismondi

Samuel A. Ramirez & Company, Inc.

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About Peter Thomas Sigismondi

Peter Thomas Sigismondi is a financial advisor with Samuel A. Ramirez & Company, Inc. Peter has been in the industry since 1989. He has a wide range of experience and holds several industry certifications, including Series 7, 9, 10, 14, 24, 53, 55, 57, and 99, as well as the Securities Industry Essentials Exam (SIE). Peter is registered in New York. Prior to joining Samuel A. Ramirez & Company, Inc., Peter worked at Goldman Sachs Execution & Clearing, L.P., Muriel Siebert & Co., Inc., and Richard Blackman & Co., Inc..

Firm Information

Peter Sigismondi is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Sigismondi’s Registration & Firm History

NY

10/17/2011 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

05/30/2000 - 11/10/2011

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

NY

06/21/1993 - 06/07/1996

MURIEL SIEBERT & CO., INC. (NEW YORK NY)

NA

10/30/1986 - 06/23/1993

RICHARD BLACKMAN & CO., INC.

NJ

11/20/1985 - 10/31/1986

DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)

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Licenses & Designations

BC

Issued 10/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/10/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/23/2005

Series 14 - Compliance Officer Examination

BC

Issued 06/11/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/24/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/10/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/22/1994

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Thomas Sigismondi.
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