Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Thomas Sidoti is an investment advisor who has been working in the financial industry since 1996. Currently, Peter is registered with Sidoti & Company, LLC, a firm he has been a part of since 2000. Prior to that, Peter was registered with Schroder & Co. Inc. and NatWest Securities Corporation. Peter holds a series of licenses including series 63, 65, 7, 24, 79TO, 86, and 87. Peter is registered with the Securities and Exchange Commission (SEC) and 39 state securities regulators, including New York, Florida, California, and Texas. Peter's practice covers a range of investment services, including Investment Banking Registered Representative and Research Analyst services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/24/2000 - Present
Sidoti & Company, LLC (NEW YORK NY)
NY
07/17/1997 - 03/26/1999
SCHRODER & CO. INC. (NEW YORK NY)
NY
01/09/1995 - 07/16/1997
NATWEST SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 09/15/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/11/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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