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Peter Thomas Iapoce

Pershing LLC

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About Peter Thomas Iapoce

Peter Iapoce has been in the financial industry since June 9, 2004. Peter is currently registered with Pershing LLC in Lake Mary, FL and has been with them since June 10, 2004. Peter previously worked at BNY Mellon Capital Markets, LLC in Lake Mary, FL from January 2, 2014 until June 29, 2018. Peter holds Series 7, 55, 57TO, 99TO, and 52TO securities licenses. Peter is also registered with the states of Florida, New Jersey, and New York.

Firm Information

Peter Iapoce is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Iapoce’s Registration & Firm History

FL

06/10/2004 - Present

Pershing LLC (LAKE MARY FL)

FL

01/02/2014 - 06/29/2018

BNY MELLON CAPITAL MARKETS, LLC (LAKE MARY FL)

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Licenses & Designations

BC

Issued 08/24/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/08/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter Thomas Iapoce.
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